NPRR #552 · Revision Request
NPRR552 Additional Counter-Party Criteria
ReasonTo ensure that ERCOT remains in compliance with the terms of the CFTC Final Order.
Created2013-07-18
Approved2013-09-17
Sections Affected
16.16.122J
Summary
Under the CFTC’s "Final Order on RTO and ISO Exemption for Certain Specified Transactions" issued in response to the ISO/RTO Joint Application for Exemption (Final Order), to be eligible for the exemption, applicable transactions must be entered into by persons who are either "appropriate persons" or "eligible contract participants" as defined in the CEA, or that meet other conditions as defined in the Final Order. This NPRR incorporates these requirements into the Protocols and mandates an annual certification by Counter-Parties that they are in compliance.
Timeline
- Jul 3 '13
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Jul 10 '13
Listed without action at 1 meeting
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Jul 18 '13
PRS Protocol Revision Subcommittee (PRS) MeetingPRSRecommended for Approval Urgent status Recommended for approval“To grant Urgent status and recommend approval of NPRR552 as submitted.” — Passed→ TAC for consideration
- Jul 31 '13
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Sep 5 '13
TAC Technical Advisory Committee (TAC) MeetingTACRecommended for Approval Recommended for approval Amended by the Aug 15 '13 ERCOT comments“To recommend approval of NPRR552 as recommended by PRS in the 7/18/13 PRS Report and as amended by the 8/15/13 ERCOT comments” — Passed→ ERCOT Board for consideration
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Sep 17 '13
BOARD Board of Directors MeetingBOARDApproved Approved“To approved NPRR552 as recommended by TAC in the 9/5/13 TAC Report.” — Passed
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Posted since the last meeting