NPRR #459 · Revision Request
NPRR459 Better Matching Forward Collateralization with Forward Risk in the Real-Time Market
ReasonWith the Public Utility Commission of Texas (PUCT) considering increases to the System-Wide Offer Cap (SWCAP) to support Resource adequacy, collateral requirements will need to be reconsidered in parallel. While energy prices and gas prices are typically highly correlated, during shortage pricing conditions the correlation breaks down as energy prices are no longer based on underlying fuel costs. However, they may be more likely to occur on a seasonal basis, so the proposals in this NPRR should help to mitigate the increased risk in the market. Together, these changes should help to fix the under-collateralization going into a potential shortage pricing event and the over-collateralization following the event.
Created2012-05-17
Approved2012-07-17
Sections Affected
16.11.4.316.11.4.4
Summary
In order to help manage the seasonal nature of the ERCOT market, this Nodal Protocol Revision Request (NPRR) adds a seasonal adjustment factor to raise and lower collateral requirements throughout the year. In addition, this NPRR also recommends that ERCOT only review the last 40 days of history instead of the last 60 days when determining credit requirements.
Timeline
- May 1 '12
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May 9 '12
WMS Wholesale Market Subcommittee (WMS) Meeting“< 3 Segment Votes are Yes No Segment Vote Majority”
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May 17 '12
PRS Protocol Revision Subcommittee (PRS) MeetingPRSDeferred/Tabled Tabled Referred → WMS“To table NPRR459 and to refer the issue to WMS.” — Passed→ PRS consideration
- May 21 '12
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Jun 21 '12
PRS Protocol Revision Subcommittee (PRS) MeetingPRSRecommended for Approval Recommended for approval Amended by the Jun 18 '12 NRG comments Forwarded → TAC“To recommend approval of NPRR459 and the proposed Other Binding Document, Procedure for Setting Forward Risk Multiplier, as amended by the 6/18/12 NRG comments and as revised by PRS and to forward to TAC.” — Passed→ TAC consideratin
- 459NPRR-07 WMS Comments 052312
- 459NPRR-08 Procedure for Setting Forward Risk Multiplier - Draft
- 459NPRR-09 ERCOT Comments 061412
- 459NPRR-10 ERCOT Comments on the Procedure for Setting Forward R
- 459NPRR-11 NRG Comments 061812
- 459NPRR-12 NRG Comments on the Procedure for Setting Forward Ris
- 459NPRR-13 ERCOT Comments 062012
- 459NPRR-14 ERCOT Comments on Procedure for Setting Forward Risk
- Jun 27 '12
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Jun 28 '12
TAC Technical Advisory Committee (TAC) MeetingTACRecommended for Approval Recommended for approval“To recommend approval of the proposed Other Binding Document, Procedure for Setting Forward Risk Multiplier, as recommended by PRS in the 6/21/12 PRS Report and as revised by TAC.” — Passed→ TAC consideration
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Jul 9 '12
TAC Special TAC MeetingTAC Recommended for approval Amended by the Jul 9 '12 ERCOT comments priority 2012 · rank 135 Action“To recommend approval of NPRR459 as amended by the 7/9/12 ERCOT comments with a recommended priority of 2012 and rank of 135; and an interim manual implementation of NPRR459 with an effective date of August 1, 2012.” — Failed
- 459NPRR-20 ERCOT Comments 062812
- 459NPRR-21 ERCOT Comments on the Procedure_for_Setting_Forward
- 459NPRR-22 TAC Report 062812
- 459NPRR-23 TAC Report on Procedure for Setting Forward Risk Mult
- 459NPRR-24 ERCOT Comments 070612
- 459NPRR-25_Preliminary_Impact_Analysis_070612
- 459NPRR-26 ERCOT Comments 070912
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Jul 17 '12
BOARD Board of Directors MeetingBOARDApproved Recommended for approval“To approve NPRR459 as recommended by TAC in the 7/9/12 TAC Report.” — Passed