NPRR #416 · Revision Request
NPRR416 Creation of the RUC Resource Buyback Provision (formerly "Removal of the RUC Clawback Charge for Resources Other than RMR Units")
ReasonThe existence of the RUC clawback is leading to inefficient scheduling of units, inefficient RUC selection in the Day-Ahead Market (DAM) and hourly market. The clawback negatively affects valid hedging strategies. The lack of necessity for the clawback mechanism tied to Resource DAM participation, in light of the other incentives for DAM participation, was recognized in early review of the Nodal Protocols in Public Utility Commission of Texas (PUCT) Docket No. 31540, Proceeding to Consider Protocols to Implement a Nodal Market in the Electric Reliability Council of Texas (ERCOT) Pursuant To P.U.C. Subst .R. 25.501: "What is your recommendation regarding the clawback provisions? I recommend the elimination of the clawback provisions. I have confidence in the incentives created by the day-ahead and real-time prices to promote full participation by both loads and suppliers in the day-ahead market. Some have argued that the lack of a mandatory offer requirement in the day-ahead market may make these provisions necessary. However, the Midwest IS0 does not have a mandatory offer requirement, but nevertheless enjoys relatively full participation in the day-ahead market by both supply and demand." Direct Testimory of David B. Patton, President, Potomac Economics Ltd., on behalf of the PUCT Staff, November 20, 2005.
Created2011-10-20
Approved2012-07-17
Sections Affected
2.13.9.15.5.25.6.25.7.25.7.66.4.6
Summary
This Nodal Protocol Revision Request (NPRR) adds a buyback provision for Resources committed by ERCOT’s Reliability Unit Commitment (RUC) process that allows all RUC Clawback Charges associated with the RUC commitment to be waived and RUC Make-Whole Payments to be forfeited.
Timeline
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Sep 20 '11
PRSFiled by Exelon, Calpine
- Oct 12 '11
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Oct 20 '11
PRS PRS MeetingPRSDeferred/Tabled Tabled“To table NPRR416 for one month and to request that ERCOT submit comments regarding its concerns over behavioral issues with respect to the 50% RUC Clawback Charge and the implications of removing the charge on RUC execution.” — Passed→ PRS language consideration
- Nov 7 '11
- Nov 9 '11
- Nov 17 '11
- Dec 2 '11
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Dec 7 '11
Listed without action at 1 meeting
- Dec 15 '11
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Jan 11 '12
Listed without action at 1 meeting
- Jan 19 '12
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Feb 8 '12
Listed without action at 2 meetings (Feb 8 '12 – Feb 15 '12)
- Feb 23 '12
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Mar 2 '12
Listed without action at 2 meetings (Mar 2 '12 – Mar 7 '12)
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Mar 22 '12
PRS Protocol Revision Subcommittee (PRS) MeetingPRSDeferred/Tabled Tabled Referred → WMS“To table NPRR416 and to request that WMS review NPRR416.” — Passed→ PRS language consideration
- Apr 9 '12
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Apr 11 '12
Listed without action at 1 meeting
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Apr 19 '12
PRS Protocol Revision Subcommittee (PRS) MeetingPRSRecommended for Approval Recommended for approval Amended by the Apr 18 '12 STEC comments“To recommend approval of NPRR416 as amended by the 4/18/12 STEC comments and as revised by PRS.” — Passed→ PRS Impact Analysis review
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May 17 '12
PRS Protocol Revision Subcommittee (PRS) MeetingPRSDeferred/Tabled Tabled“To table NPRR416 for one month.” — Passed→ PRS Impact Analysis review
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Jun 21 '12
PRS Protocol Revision Subcommittee (PRS) MeetingPRSRecommended for Approval Recommended for approval Forwarded → TAC Amended by the Jun 20 '12 ERCOT comments priority 2012 · rank 365“To endorse and forward the 4/19/12 PRS Report as amended by the 6/20/12 ERCOT comments and Impact Analysis for NPRR416 to TAC with a recommended priority of 2012 and rank of 365.” — Passed→ TAC consideration of NPRR416
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Jun 28 '12
TAC Technical Advisory Committee (TAC) MeetingTACRecommended for Approval Recommended for approval“To recommend approval of NPRR416 as recommended by PRS in the 6/21/12 PRS Report and as revised by TAC.” — Passed→ ERCOT Board consideration of NPRR416
- Jul 11 '12
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Jul 17 '12
BOARD Board of Directors MeetingBOARDApproved Approved“To approve NPRR416 as recommended by TAC in the 6/28/12 TAC Report.” — Passed
- Aug 9 '12
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Aug 15 '12
Listed without action at 10 meetings (Aug 15 '12 – Dec 10 '13)
- Wholesale Market Subcommittee (WMS) Meeting
- Qualified Scheduling Entity Managers Working Group (QMWG) Meeting
- Wholesale Market Subcommittee (WMS) Meeting
- Qualified Scheduling Entity Managers Working Group (QMWG) Meeting
- Wholesale Market Subcommittee (WMS) Meeting
- Qualified Scheduling Entity Managers Working Group (QMWG) Meeting
- Qualified Scheduling Entity Managers Working Group (QMWG) Meeting
- Protocol Revision Subcommittee (PRS) Meeting
- Technical Advisory Committee (TAC) Meeting
- Board of Directors Meeting